Securities Fraud Charges Attorney

Usually committed by corporations, financial planners and advisors, or a securities broker, securities fraud charges derive from those individuals using their expertise to manipulate client records by supplying false information. Other securities fraud charges include: withholding information, misusing marketing information, or committing any fraudulent act with a blatant self interest in mind.

Fraudulent acts most cited in securities fraud cases include, but are not limited to:

1. Stealing or misappropriation of client funds money under the concealment of losses in portfolio.
2. Brokers profiting at clients’ expense by irresponsibly and erratically buying and selling stocks.
3. Failure to diversify clients’ portfolios risking undue investor loss.
4. Misrepresentation of the facts concerning clients’ investments resulting in financial decision based upon false pretense.

If you or a loved one has been accused of alleged securities fraud, contact securities fraud defense attorney John Teakell for your 100% free consultation by submitting your information here.